General Investment Risk
All investments involve risk, including potential loss of principal. Market conditions may affect performance across all asset classes.
Compliance
Important Disclosures and Risk Information
Review these statements before engaging any advisory or investment service.
No Performance Guarantee
Past performance does not guarantee future outcomes. Any targets or projections are estimates and may not be achieved.
Forex Risk
Forex markets can be highly volatile. Leverage and rapid price movement can increase gains and losses.
Oil and Gas Risk
Energy investments may carry liquidity, operational, and commodity price risk. Investors should evaluate suitability before committing capital.
Suitability and Due Diligence
Investment strategies should be evaluated against your objectives, time horizon, liquidity needs, and risk tolerance.
Advisory Relationship
Specific terms, fees, and service scope are documented through client agreements and formal onboarding materials.
Custody and Control of Funds
Client accounts are generally maintained at third-party institutions or approved platforms. Clients remain responsible for account ownership and funding decisions.
Fee and Compensation Disclosure
Advisory and performance-based compensation terms are disclosed in writing before engagement. Clients should review all fee schedules and billing terms carefully.
Liquidity and Withdrawal Considerations
Certain investments, including private or energy-related opportunities, may involve limited liquidity, holding periods, or delayed exit conditions.
Business Practice Disclosures
Additional Information for Prospective and Existing Clients
Regulatory Status
Advisory services are offered through JI FINANCIAL SERVICES, LLC (CRD #332454). Registration details can be reviewed at SEC AdviserInfo: https://adviserinfo.sec.gov/firm/summary/332454.
Execution and Platform Risk
Trade execution quality may vary due to market liquidity, spreads, slippage, and platform availability. Technical disruptions can impact order timing and pricing.
Conflicts of Interest
Potential conflicts may arise in service recommendations, compensation structure, or product selection. Material conflicts are addressed through disclosure and internal controls.
No Tax or Legal Advice
Information provided by the firm is for investment advisory purposes and is not tax or legal advice. Clients should consult qualified professionals for those matters.
Client Responsibilities
Important Ongoing Obligations
Accurate Information
Clients should provide complete and accurate financial information and promptly update changes to objectives, risk tolerance, or liquidity needs.
Agreement Review
Clients are responsible for reviewing all advisory agreements, disclosures, and account documents before funding or authorizing activity.
Performance Understanding
Reported returns may include periods of volatility. Interim gains do not guarantee future performance or capital preservation.
Communication and Reporting
Clients should review account statements and performance reports on an ongoing basis and raise questions promptly when clarification is needed.